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Two of the most often used justifications of punishment are utilitarianism and retributivism. Both these theories have been articulated by law-makers and law-enforcers and can be seen to be descriptive rather than explanative. Marxist theories of punishment say that while people may justify punishment according to either of the principles, this does not explain why it happens.

Punishment is often discussed in terms of two concepts: the general justifying aim of punishment (why we punish) and the '''principle of distribution''' (how we punish).


RETRIBUTIVISM


Retributivism covers all theories that justify punishment because the offender deserves it. This is interpreted in two ways, either:
  • a man must be punished because he deserves it (desert if a sufficient reason for punishment), or

  • a man must not be punished unless he deserves it (desert is a necessary but not sufficient necessary condition of punishment).

  • Retributive theories usually put forward that desert is a sufficient reason for punishment.


The main strands of retributivism are:
  • Intrinsic Retribution: Offender deserves punishment because there is intrinsic good in the guilty suffering.

  • Lex Talionis: To restore the balance between offender and victim.

  • Unfair Advantage Principle: To restore the balance by the imposition of extra burdens on those who have usurped more than their fair share of benefits. (Note the focus of Lex Talionis is on what others have lost, the focus of the unfair advantage principle is on what the offender gained.)

  • Hegelian Retribution: Punishment annuls the wrong done.

  • Liability: The offender had knowledge that he would be punished if he committed the acts, and he therefore deserves punishment if he does it.

  • Social Contract Theory: We make a contract to give up certain rights in order for other rights to be protected, when we break that contract we deserve to have our rights taken away.

  • Grievance Theory: The offender has caused a grievance for the victim, and the punishment of the offender will satisfy the victim, and make up for that grievance (although proposed as a form of retribution, it is questionable as to whether it really is retributivist in principle)



The nature of desert means that the offender must be blameworthy and that an offender deserves punishment simply because he has offended, and so his punishment must relate to his wrongdoing. It can therefore be said to be backward-looking.

The theory of retributivism does proposes a number of purposes of punishment: to restore the balance (whether according to Lex Talionis of the Unfair Advantage Principle), to openly and emphatically denounce crime, or to provide satisfaction. The principles of distribution can be derived from these purposes.

There are 3 main methods for deciding on punishment.
  • The first is in accordance with Lex Talionis; that punishment should be equal or equivalent to the crime.

  • The second is the culpability principle; that punishment should be in proportion to the harmfulness and blameworthiness of an offender’s actions.

  • The third is in accordance with the grievance principle; that punishment should give satisfaction equal to the grievances caused.




Critique of Retributivism


The above expalanations for deciding on punishment raise a few issues:
  • The idea of equal or equivalent punishment, however, proves to be impractical. How can the equivalent of sexual assault be found in any current punishment?

  • To decide on punishment in terms of satisfaction in accordance with grievances caused is also questionable. Honderich {Link without Title} says that punishment is not wholly justified in terms of the offence, but provides “the contention that a man’s punishment must provide satisfactions”. However if punishment is not wholly dependent on the offence, but is in part to do with satisfaction, then it is in part, consequentialist (and therefore not retributive).

  • The culpability principle is often used in deciding the punishment of offenders. However there are large numbers of punishments handed down which do not obey this principle. Particularly, this is the case where the harmfulness and blameworthiness of offender’s actions are not proportionate to the punishment. For example, in Australia the punishment for speeding up to 30km over the legal speed limit is 3 demerit points. The punishment for a passenger of your vehicle not wearing their seatbelt is 3 demerit points. According to the retributivist explanation of punishment, two offences that have the same punishment should be fairly similar in terms of the harmfulness and blameworthiness. However in this example it can be seen that this is not the case.



Therefore it can be seen that retributivist theories are not adequate to explain why and how we punish.

Retributivism as a justification for punishment can be seen to fall under the category of a Theory Of The Right rather than a Theory Of The Good .


UTILITARIANISM


Utilitarianism , as the name suggests, covers all theories that justify the evil of punishment only when that punishment has some utility. It is therefore forward looking, and consequentialist in nature 1971:69 , as it holds the belief that, ultimately, the only morally significant features of an act are the good and bad consequences produced by it.

The word utility has been used to justify punishment in two different ways in utilitarian writing:
  • Use: that punishment is only justified when it has some use – that is, preventing further crime 1971:141 .

  • Value: that punishment is only justified when it is most conducive to the welfare of society 1987:3 , that is, the value society gains from the punishment is more than the disadvantages incurred by the offender.

  • However most utilitarians agree that not only must punishment have both use and value, but also that there be no other solution that would deter as effectively with less distress 1989:59 .


While utilitarianists may slightly disagree on why the evil of punishment can be justified, authors agree that the purpose of punishment is to reduce crime. This purpose directly relates to the principle of distribution of utilitarianism. Most utilitarianists agree that there are three ways to reduce crime: incapacitation, Deterrence and reform.

There are 2 main types of prevention: specific and '''general''' prevention. Specific prevention is aimed at the offender him/herself whilst general prevention is aimed at the public in general.

Specific Prevention

Wright {Link without Title} in his discussion of Utilitarianism, describes three main goals of individual prevention.


General Prevention

General prevention uses the punishment of the offender to prevent others from committing crimes. It has been argued that sending an offender to prison has three effects.
  • Firstly through fear of suffering a similar fate to the offender, the general public is deterred from committing similar crimes 1971:141 .

  • Secondly, by sending on offender to prison, a proclamation is issued specifying that it is morally wrong to disobey the law.

  • Lastly, “with fear or moral influence as the intermediate link...unconscious inhibitions against crime...establishes a condition of habitual lawfulness” 1974:8 .



A number of issues are associated with the utilitarian justification of punishment:
  • Firstly, utilitarianism allows for innocents to be punished. Moberly {Link without Title} states that utilitarianism can account for “when no direct partaker of the crime can be apprehended, other people may be punished in his stead”.

  • Secondly, the utilitarian justification of punishment as an investment does not uphold the claim of punishment to be “something more and other” 1968:70 than burdens such as quarantine, war, etc imposed by the state. Moberly argues that it cannot, as this claim is only upheld when an essential attribute of punishment is that it relates to transgression of a law, and therefore the crime committed.



Utilitarianism as a justification for punishment can be seen to fall under the category of a Theory of the Good rather than a Theory of the Right.


Critique of Utilitarianism


If utilitarian justifications of punishment were sound, then one would expect to find certain conditions met by those who are punished. Looking specifically at imprisonment, one would conclude that the people in our prisons are dangerous or have a long criminal record (and are therefore in need of capacitation), that the amount of recidivism is low (as offenders will have been deterred from committing future crimes) and that there will be programs for rehabilitation and opportunities for reform in place.

However a NSW Prison Report found that:
  • 13% of inmates have an intellectual disability {Link without Title}

  • at the point of sentencing, indigenous persons are sentenced to imprisonment at about 10 times the rate expected given their relative population size {Link without Title}

  • ---of the above, 50% of crimes fell into theft, driving or offences against justice {Link without Title}

  • 50% of offences resulting in imprisonment over 58% were fore non-violent crimes {Link without Title}

  • 14,154 (37%) out of a total of 38,626 persons who spent some time in full custody between June 1995 and June 1999, have been to prison at least once before, and almost half of those (18%) have been at least twice. {Link without Title}

  • “the majority of prisoners who pass through the system serve sentences of less than 6 months and are in minimum security or serving periodic detention. {Link without Title}



From these and other statistics, researchers Wright, 1982; Sutherland & Cressey, 1960; Melossi, 1998; Rusche, 1998; Duff, 1994; Carlen, 1994 and Mann, 1995] have suggested utilitarian justifications cannot be overwhelming assumed from the studied data. One conclusion that can and is often drawn from prison statistics, however is that:
Whatever regional and national differences there might be in opinions about which offences deserve custody, the poor, the disturbed, the migrant, disadvantaged ethnic minorities are consistently over-penalised and over-imprisoned.


What then is the reason that we imprison these people? Utilitarianists have no answer.


MARXIST THEORIES OF PUNISHMENT


These theories offer explanations as to why we imprison offenders not with claims of crime preventions, but that it is done with the goal of controlling those groups “whose socially disadvantaged position makes them volatile, disaffected and thus threatening”, Duff, 1994:306].

Criminal conduct is not a lower class monopoly, but is distributed throughout the various classes. But as has been shown, the same is not true of the distribution of punishment, which falls, overwhelmingly and systematically, on the poor and the disadvantaged. Discriminatory decision-making throughout the whole criminal justice system ensures that the socially advantaged are routinely filtered out: they are given the benefit of the doubt, or are defined as good risks, or simply have access to the best legal advice. Serious, deep-end punishments such as imprisonment are predominantly reserved for the unemployed, the poor, the homeless, the mentally ill, the addicted, and those who lack social support and personal assets. Increasingly, this class bias had taken on a racial complexion, as disadvantaged minority groups come to be massively over-represented in the prison population., Duff, 1994:306] The benefits of using a marxist framework to answer this question is that it allows us to understand why offenders from the working class are imprisoned and offenders from the middle/upper classes are not. Marxist theory is based upon the idea of class struggle and ideology. Important to our understanding of imprisonment are the two concepts of hegemony and relative autonomy. Hegemony is in simple terms leadership with the consent of the led (that is leadership that is considered by those who are led to be the legitimate exercise of leadership).

Marxist theories tells us then, that the reason we imprison offenders is to control those who are a threat to dominant values.


REFERENCES


  • Baker, J. M. {Link without Title} ‘Utilitarianism and “Secondary Principles” ’ in ''Philosophical Quarterly'', Vol.21 No.82, p.69-71

  • Bedau, H. A. {Link without Title} Retribution and the Theory of Punishment’ in ''Journal of Philosophy'', vol.75, no.11 p.601-620

  • Braithwaite, J., & Petit, P., {Link without Title} ''Not Just Deserts: a Republican Theory of Criminal Justice'', Clarendon Press, Oxford.

  • Clark, M. {Link without Title} ‘The Moral Gradation of Punishment’ in ''Philosophical Quarterly'', Vol.21 No.83, p.132-140

  • Davis, M. {Link without Title} ‘Harm and Retribution’, in ''Philosophy and Public Affairs'' 1-33

  • Honderich, T., {Link without Title} ''Punishment: the supposed justifications'', Polity Press, Cambridge

  • Lessnoff, M. {Link without Title} ‘Two Justifications of Punishment’ in ''Philosophical Quarterly'', Vol.21 No.83, p.141-148

  • Mendes, M. & McDonald, M. D., {Link without Title} “Putting Severity of Punishment Back in the Deterrence Package”, ''Policy Studies Journal'', vol. 29, no. 4, p.588-610

  • Moberly, Sir W. H., {Link without Title} ''The Ethics of Punishment'', Hamden, Connecticut

  • Sadurski, W. “Theory of Punishment, Social Justice, and Liberal Neutrality” in ''Law and Philosophy'', 1988 vol.7, no.3, p.351-373

  • Ten, C., L., {Link without Title} ''Crime, Guilt and Punishment: a philosophical introduction'', Clarendon Press, Oxford